AML Case Investigation Skills
A guide to conducting AML case investigations, writing quality case narratives and the submission of STRs (STR filing)
Description
This course is designed to provide candidates with a thorough knowledge of the practical aspects to being an AML investigator in Transaction Monitoring. The aim of this course is to enable candidates to confidently answer questions at a job interview for a position in the field, including the all-important question of "Why should you be hired for a job in the AML field with no prior experience in the industry?"
It will cover topics such as the latest AML and compliance cases around the world, identifying red flags and suspicious activities in financial institutions and how to conduct a case investigation.
During this course, candidates will also have the opportunity to complete case write-ups to sharpen their AML case investigation skills, as well as a practice quiz to test their knowledge on the topics covered.
What You Will Learn!
- Latest AML and Compliance related cases around the world along with fines and penalties imposed
- The AML Transaction Monitoring Process
- How to identify Red flags and Suspicious Activity in financial institutions
- The AML Case Investigation Process and how to write a case narrative
- Submitting Suspicious Transaction Reports (STRs) to the FIU
Who Should Attend!
- AML analysts currently working in name screening, KYC & CDD functions who are looking for a role in Transaction Monitoring as an AML Investigator
- Banking professionals currently working in areas other than AML & Compliance, seeking a career shift to those departments