Capital Markets Trade and Settlements SWIFT MT Category 5

This is a short and crisp course on Financial Market concepts, with a dive in Capital Market concepts.

Ratings: 4.02 / 5.00




Description

This is a short and crisp course which explains what is Financial Market concepts, and details the components of capital Market.

The Concept of various securities issuance are also explained like Equities , Bonds and Money Market.

The technical aspects of trade and settlements processes are explained with examples of SWIFT messages and process flow diagrams.

This course provides students with explanations on below concepts:

  1. Financial Market

  2. Capital Market

  3. Money Market

The Capital Market components are explained, and this course provides details on below concepts:

1. Primary Market - Issuance of Securities takes place in primary Market

  •     IPO – Initial Public Offering

  •     Private Placements

2. Secondary Market - Trading after the issuance of securities happens in Secondary Market

  •     Equities and Bonds Trading

The trade and settlements processes are explained:

  • Off Market Trade Processing

  • On Market trades Processing

The entities like Broker / CSDP / CSD / Stock Exchanges and their role in trade and settlements are explained.

The account structure for Client/ CSDP/ CSD are explained.

The SWIFT messages examples with format specifications are also provided which will assist you in decoding the information present in SWIFT messages.

At the End of each section a shot multiple choice questions are mentioned to test students’ knowledge on the concepts that was explained in this course.

What You Will Learn!

  • Basics of Capital Market Concepts like - Primary Market/ Secondary Market
  • Basics of Primary/Secondary Market - IPO / Private Placements / Equities Bonds trading
  • Off Market and On Market - Trade and Settlements Process
  • SWIFT 15022 format understanding
  • SWIFT 15022 - Block 1 and Block 2 breakdown
  • Generic MT540-MT541-MT542-MT543-MT544-MT545-MT546-MT547-MT548-MT578-MT586 flows

Who Should Attend!

  • Anyone who wish to understand Financial/ Capital Market Trade and settlements process. This course will mainly benefit the Software developer / Testers / BA who are new to financial Market and wants to get a hands on all the terms used in Financial Market and understand basics of SWIFT Message flows.