CISI Lvl 4 Cert. in International Advanced Wealth Management

Description

This training will help you to best prepare the  2-hour, 80 multiple-choice question exams of the Wealth Management Practice unit*.  (This training is based on the learning manual which cover examinations from 21 August 2022 to 20 August 2024)

The Certificate in International Advanced Wealth Management is achieved by passing the 2 units. Wealth Management Practice is one of these 2 units.

The Multi Choice Questions will cover the following chapters from the Wealth Management workbook:

Element 1 Securities Analysis

1.1 Corporate Governance

1.2 Financial Statement Analysis

1.3 Corporate Actions

Element 2 Taxation, Trusts and Foundations

2.1 Taxation

2.2 Residence and Domicile

2.3 Trusts and Foundations

2.4 Tax Compliance

2.5 Tax planning

Element 3 Investment Products

3.1 Characteristics of Collective Investment Funds and Companies

3.2 Analysis of Collective Investments

3.3 Exchange-Traded Funds and Exchange-Traded Commodities

3.4 Closed Ended Funds and Investment Companies

3.5 Life Assurance Based Investments

3.6 Pension Arrangements

Element 4 Principles of Investment Risk and Return

4.1 Models of Investment Theory

4.2 Time Value of Money

4.3 Investment Risk and Return

Element 5 Portfolio Construction

5.1 Market Information and Research

5.2 Portfolio Construction

Element 6 Investment Advice

6.1 Advising Clients

6.2 Client Fact Finding

6.3 Risk Profiling

Element 7 Investment Selection and Recommendation

7.1 Investment Allocation

7.2 Investment Selection

7.3 Investment Planning and Recommendations

Element 8 Portfolio Evaluation, Maintenance and Review

8.1 Selection and use of Benchmarks

8.2 Portfolio Evaluation

8.3 Portfolio Review & Maintenance

*CISI does not endorse, promote, review or warrant the accuracy or quality of the products or services offered by Stephen Dubois

What You Will Learn!

• Understand the principles of good corporate governance and its potential impact on the integrity and efficiency of a business
• Understand the application of the main taxes as they may apply to businesses and individuals
• Understand the main types, purposes, common investment characteristics, risks, and behaviors of funds
• Assess the main propositions and limitations of the Efficient Markets Hypothesis (EMH)
• Understand the use of regulatory, economic, and financial communications
• Understand the main regulatory categorizations of investment clients, products, and services, and how these impact the responsibilities and processes
• Be able to analyze and select strategies suitable for the client’s aims and objectives
• Understand the purposes and limitations of portfolio evaluation

Who Should Attend!

• Students taking the wealth management practice exam from the CISI Level 4 Certificate in International Advanced Wealth Management

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